Chief Compliance Officer
Jeff Horowitz is the Chief Compliance Officer for Coinbase Inc., where he is responsible for the Firm’s global compliance program. Jeff is responsible for managing regulatory relationships with foreign and domestic regulators, helping shape the development of thoughtful digital currency regulation, and manage an integrated risk framework covering reputational, operational and regulatory risk. Jeff also oversees the Firm’s Global AML Program and is representative for Coinbase at the U.S. Treasury Department’s Bank Secrecy Act Advisory Group (BSAAG).
Prior to joining Coinbase, Jeff was a Managing Director and Global Head of Compliance for Pershing, a BNY Mellon company. Mr. Horowitz previously served as the Chief Compliance Officer for Pershing LLC as well as the Firm’s Chief Anti-Money Laundering (AML) and OFAC Officer, where he was responsible for the development and implementation of the firm’s Global AML Program across the Pershing enterprise. Mr. Horowitz represented Pershing on SIFMA’s Compliance and Regulatory Policy Committee, was a past co-chair of the SIFMA Anti-Money Laundering Committee, FINRA’s Large Firm Advisory Committee and FINRA’s Continuing Education Content Committee and Regulatory Council on Continuing Education.